An SA Stone representative’s expertise not only involves their related education, training and licensing requirements, it involves getting to know their clients, understanding their goals and discovering their level of comfort so that they can make investing recommendations their clients can feel good about.
- Brokerage Services
- Lending Solutions
- Life Insurance and Annuities
- Wealth and Estate Management
- Managed Portfolios
- Retirement and College Planning
Working with an SA Stone Representative
As a Registered Representative, your financial professional is required by the Financial Industry Regulatory Authority (FINRA) to affiliate with a broker/dealer to process investment transactions on your behalf. Financial representatives who wish to provide investment advisory services to their clients are known as financial advisors and are required to associate with an investment adviser registered with the Securities and Exchange Commission (SEC). SA Stone uses its breadth of expertise and resources to provide tools to both financial representatives and financial advisors, who are often one and the same, which enable them to offer the best possible guidance for you and your future.