Affiliation Options

Ways to Affiliate

At SA Stone, we respect that this is your practice and we strive to be a partner that adds value to your business. Through flexibility in our affiliation options, you can choose the type of structure that best fits your
practice and your clients. – today, and as your business evolves.

JOIN AS A REGISTERED REPRESENTATIVE

Exclusively commission-based brokerage business through our broker-dealer, SA Stone Wealth Management Inc.

JOIN AS A DUALLY REGISTERED ADVISOR

Conduct both commission- and fee-based business through registrations with our broker-dealer and our corporate RIA, SA Stone Investment Advisors Inc.

JOIN AS A HYBRID ADVISOR

Keep your commission-based business at our broker-dealer while managing your fee-based business at your own RIA.

JOIN AS AN IAR-ONLY

Exclusively fee-based business through our corporate RIA, SA Stone Investment Advisors Inc.

JOIN AS AN RIA-ONLY

Run your own RIA practice, determine your fee structure and investment approach, and let us take care of the infrastructure support.

An Infrastructure Designed for Every Model

Fully integrated advisor platform that makes running your business easy and incorporates more than 90 technology partners through a single sign-on workstation.
Product and advisory solutions to help you best serve the financial needs for each of your clients.
Compliance support and tools customized specifically for your business model to help you navigate the regulatory environment.
Practice Management consulting providing guidance on staffing, marketing and overall business betterment strategies.
Transition support before, during and after moving your practice.

RESOURCES