Privacy Policy
FACTS | What Does StoneX Do With Your Personal Information? |
Why? | Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some, but not all, sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. |
What? | The types of personal information we collect and share depend on the product or service you have with us. This information can include:
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How? | All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons StoneX chooses to share; and whether you can limit this sharing. |
Reasons We Can Share Your Personal Information | Does StoneX Share? | Can You Limit Sharing? |
For our everyday business purposes Such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus | YES | NO |
For our marketing purposes To offer our products and services to customers | YES | NO |
For joint marketing with other financial companies | NO | We don’t share |
For our affiliates’ everyday business purposes Information about your transactions and experiences | YES | NO |
For our affiliates’ everyday business purposes Information about your creditworthiness | YES | YES |
For our affiliates to market to you | YES | YES |
For non-affiliates to market to you | NO | We don’t share |
When your representative changes firms | YES | YES |
To limit sharing | Call 1-888-786-9925 to reach StoneX Financial Inc. to limit our sharing. Call 1-800-292-2411 to reach StoneX Securities Inc. and StoneX Advisors Inc. (collectively “StoneX Wealth Management”) to limit our sharing Please note: If you are a new customer, we can begin sharing your information 30 days from the date we sent this notice. When you are no longer our customer, we continue to share your information as described in this notice. However, you can contact us at any time to limit our sharing. |
Questions |
Who We Are | |
Who is providing this notice? | One or more of the following entities: StoneX Financial Inc. – Broker Dealer Division; StoneX Securities Inc.; and StoneX Advisors Inc. |
What We Do | |
How does StoneX protect my personal information? | To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. We restrict access to employees, representatives, agents, or selected third parties who have been trained to handle such nonpublic personal information. |
How does StoneX collect my personal information? | We collect your personal information, for example, when you:
We also collect your personal information from others, such as credit bureaus, affiliates, or other companies. |
Why can’t I limit all sharing? | Federal law gives you the right to limit only:
State laws and individual companies may give you additional rights to limit sharing. See below for more on your rights under state law. |
What happens when I limit sharing for an account I hold jointly with someone else? | Your choices will apply to everyone on your account. |
Definitions | |
Affiliates | Companies related by common ownership or control. They can be financial and nonfinancial companies. Our affiliates include the member companies of StoneX Group Inc. |
Nonaffiliates | Companies not related by common ownership or control. They can be financial and nonfinancial companies. |
Joint Marketing | A formal agreement between nonaffiliated financial companies that together market financial products or services to you. Some of StoneX affiliates have joint marketing agreements with credit card companies or others |
Other Important Information
You have the right to see and, if necessary, correct personal data. This requires a written request, both to see your personal data and to request correction. We do not have to change our records if we do not agree with your correction but we will place your statement in our file. If you would like a more detailed description of
our information practices and your rights, please contact us by writing.